Title III Central securities depositories (arts. 10-53)

Comparing proposed amendment...


	Chapter I Authorisation and supervision of CSDs (arts. 10-25)
	Section 1 Authorities responsible for authorisation and supervision of CSDs (arts. 10-15)
Entered into force	Article 10 Competent authority
Entered into force	Article 11 Designation of the competent authority
Amended	Article 12 Relevant authorities
Entered into force	Article 13 Exchange of information
Entered into force	Article 14 Cooperation between authorities
Entered into force	Article 15 Emergency situations
	Section 2 Conditions and procedures for authorisation of CSDs (arts. 16-21)
Entered into force	Article 16 Authorisation of a CSD
Amended	Article 17 Procedure for granting authorisation
Entered into force	Article 18 Effects of the authorisation
Amended	Article 19 Extension and outsourcing of activities and services
Amended	Article 20 Withdrawal of authorisation
Entered into force	Article 21 CSD register
	Section 3 Supervision of CSDs (art. 22 and draft art. 22a)
Amended	Article 22 Review and evaluation
Inserted	Article 22a Plans for recovery and orderly wind-down
	Section 4 Provision of services in another member state (arts. 23-24 and draft art. 24a)
Amended	Article 23 Freedom to provide services in another Member State
Amended	Article 24 Cooperation between authorities of the home Member State and of the host Member State and peer review
Inserted	Article 24a College of supervisors
	Section 5 Relations with third countries (art. 25)
Amended	Article 25 Third countries
	Chapter II Requirements for CSDs (arts. 26-48)
	Section 1 Organisational requirements (arts. 26-31)
Amended	Article 26 General provisions
Amended	Article 27 Senior management, management body and shareholders
Inserted	Article 27a Information to competent authorities
Inserted	Article 27b Assessment
Inserted	Article 27c Derogation for CSDs providing banking-type ancillary services
Amended	Article 28 User committee
Amended	Article 29 Record keeping
Entered into force	Article 30 Outsourcing
Entered into force	Article 31 Services provided by parties other than CSDs
	Section 2 Conduct of business rules (arts. 32-35)
Entered into force	Article 32 General provisions
Entered into force	Article 33 Requirements for participation
Entered into force	Article 34 Transparency
Entered into force	Article 35 Communication procedures with participants and other market infrastructures
	Section 3 Requirements for CSD services (arts. 36-41)
Amended	Article 36 General provisions
Entered into force	Article 37 Integrity of the issue
Entered into force	Article 38 Protection of securities of participants and those of their clients
Entered into force	Article 39 Settlement finality
Amended	Article 40 Cash settlement
Entered into force	Article 41 Participant default rules and procedures
	Section 4 Prudential requirements (arts. 42-47 and draft art. 47a)
Entered into force	Article 42 General requirements
Entered into force	Article 43 Legal risks
Entered into force	Article 44 General business risk
Entered into force	Article 45 Operational risks
Entered into force	Article 46 Investment policy
Amended	Article 47 Capital requirements
Inserted	Article 47a Deferred net settlement
	Section 5 Requirements for CSD links (art. 48)
Entered into force	Article 48 CSD links
	Chapter III Access to CSDs (arts. 49-53)
	Section 1 Access of issuers to CSDs (art. 49)
Amended	Article 49 Freedom to issue in a CSD authorised in the Union
	Section 2 Access between CSDs (arts. 50-52)
Entered into force	Article 50 Standard link access
Entered into force	Article 51 Customised link access
Amended	Article 52 Procedure for CSD links
	Section 3 Access between a CSD and another market infrastructure (art. 53)
Entered into force	Article 53 Access between a CSD and another market infrastructure

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