Chapter II Requirements for CSDs (arts. 26-48)

Comparing proposed amendment...


	Section 1 Organisational requirements (arts. 26-31)
Amended	Article 26 General provisions
Amended	Article 27 Senior management, management body and shareholders
Inserted	Article 27a Information to competent authorities
Inserted	Article 27b Assessment
Inserted	Article 27c Derogation for CSDs providing banking-type ancillary services
Amended	Article 28 User committee
Amended	Article 29 Record keeping
Entered into force	Article 30 Outsourcing
Entered into force	Article 31 Services provided by parties other than CSDs
	Section 2 Conduct of business rules (arts. 32-35)
Entered into force	Article 32 General provisions
Entered into force	Article 33 Requirements for participation
Entered into force	Article 34 Transparency
Entered into force	Article 35 Communication procedures with participants and other market infrastructures
	Section 3 Requirements for CSD services (arts. 36-41)
Amended	Article 36 General provisions
Entered into force	Article 37 Integrity of the issue
Entered into force	Article 38 Protection of securities of participants and those of their clients
Entered into force	Article 39 Settlement finality
Amended	Article 40 Cash settlement
Entered into force	Article 41 Participant default rules and procedures
	Section 4 Prudential requirements (arts. 42-47 and draft art. 47a)
Entered into force	Article 42 General requirements
Entered into force	Article 43 Legal risks
Entered into force	Article 44 General business risk
Entered into force	Article 45 Operational risks
Entered into force	Article 46 Investment policy
Amended	Article 47 Capital requirements
Inserted	Article 47a Deferred net settlement
	Section 5 Requirements for CSD links (art. 48)
Entered into force	Article 48 CSD links

Previous Next

Document overview

Set a date to view the document

Text comparison

Print / Export Options

Export

Report template

Alert me to changes

Bookmarks

Search within this document

Request a trial

The best way to experience Better Regulation is to try it - free and without obligation.

Set a date to view the document

Text comparison

Print / Export Options

Export

Report template

Alert me to changes

Bookmarks

Search within this document

Share

Chapter II Requirements for CSDs (arts. 26-48)

Log in

Request a trial

The best way to experience Better Regulation is to try it - free and without obligation.