Table of Contents
European Union (Market Abuse) Regulations 2016 [S.I. No. 349 of 2016]Introductory TextPart 1 Preliminary (regs. 1-3)Regulation 1 Citation and commencementRegulation 2 Interpretation.Regulation 3 Competent authorityPart 2 Criminal sanctions for market abuse (regs. 4-13)Regulation 4 ApplicationRegulation 5 Insider dealingRegulation 6 Unlawful disclosure of inside informationRegulation 7 Market manipulationRegulation 8 Market abuse occurring outside the StateRegulation 8A Market abuse occurring partly in StateRegulation 9 Liability of legal personsRegulation 10 PenaltiesRegulation 11 Summary proceedings may be brought by the BankRegulation 12 Continuing contraventionRegulation 13 Offences by bodies corporatePart 3 Reporting of market abuse (regs. 14-25 )Regulation 14 Interpretation and saverRegulation 15 Dedicated staff membersRegulation 16 Information regarding receipt of reports of infringementsRegulation 17 Procedure applicable to reports of infringementsRegulation 18 Dedicated communication channelsRegulation 19 Record-keeping of reports receivedRegulation 20 Protection of persons working under a contract of employmentRegulation 21 Protection procedures for personal dataRegulation 22 Transmission of data inside and outside of the BankRegulation 23 Procedures for the protection of the reported personsRegulation 24 Review of procedures by BankRegulation 25 Procedures for reporting of infringements - regulated financial service providersPart 4 Powers of bank (regs. 26-33)Regulation 26 Powers of BankRegulation 27 Power to appoint authorised officersRegulation 28 Powers of authorised officersRegulation 29 Search warrantRegulation 30 Directions by BankRegulation 31 PrivilegeRegulation 32 Delegations, etc.Regulation 33 Obstruction, failure to cooperate etc. - offencesPart 5 Administrative sanctions (regs. 34-50)Regulation 34 Interpretation (Part 5)Regulation 35 Bank may appoint assessorRegulation 36 Revocation of appointment of assessorRegulation 37 Power to require witnesses to appear and give evidenceRegulation 38 Referral to the Court on a question of lawRegulation 39 Assessee to be issued copy of any adverse assessment, etc.Regulation 40 Right of appeal against adverse assessment (including specified sanctions)Regulation 41 Sanctions that may be imposed by BankRegulation 42 Exercise of supervisory powers and imposition of sanctionsRegulation 43 Power to correct assessmentsRegulation 44 When specified sanctions take effectRegulation 45 Enforcement of adverse assessment (including specified sanctions)Regulation 46 Publication of decisions to impose specified sanctionsRegulation 47 Person not liable to be penalised twice for same contraventionRegulation 48 Person not to be concerned in management of regulated financial service provider while disqualifiedRegulation 49 Power of the Bank to resolve certain contraventions etc.Regulation 50 False etc. informationPart 6 Final provisions (regs. 51-54)Regulation 51 Amendment of Central Bank Act 1942Regulation 52 Amendment of Communications (Retention of Data) Act 2011Regulation 53 Amendment of European Communities (Takeover Bids (Directive 2004/25/EC)) Regulations 2006Regulation 54 Repeal and revocationGiven under
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 30 June 2016