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  1. European Union (Market Abuse) Regulations 2016 [S.I. No. 349 of 2016]
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 30 June 2016

European Union (Market Abuse) Regulations 2016 [S.I. No. 349 of 2016]

Consolidation Status: Updated to reflect all known changes
Comparing proposed amendment...
Introductory Text
Part 1 Preliminary (regs. 1-3)
In force
 Regulation 1 Citation and commencement
In force
 Regulation 2 Interpretation.
In force
 Regulation 3 Competent authority
Part 2 Criminal sanctions for market abuse (regs. 4-13)
In force
 Regulation 4 Application
In force
 Regulation 5 Insider dealing
In force
 Regulation 6 Unlawful disclosure of inside information
In force
 Regulation 7 Market manipulation
In force
 Regulation 8 Market abuse occurring outside the State
In force
 Regulation 8A Market abuse occurring partly in State
In force
 Regulation 9 Liability of legal persons
In force
 Regulation 10 Penalties
In force
 Regulation 11 Summary proceedings may be brought by the Bank
In force
 Regulation 12 Continuing contravention
In force
 Regulation 13 Offences by bodies corporate
Part 3 Reporting of market abuse (regs. 14-25 )
In force
 Regulation 14 Interpretation and saver
In force
 Regulation 15 Dedicated staff members
In force
 Regulation 16 Information regarding receipt of reports of infringements
In force
 Regulation 17 Procedure applicable to reports of infringements
In force
 Regulation 18 Dedicated communication channels
In force
 Regulation 19 Record-keeping of reports received
In force
 Regulation 20 Protection of persons working under a contract of employment
In force
 Regulation 21 Protection procedures for personal data
In force
 Regulation 22 Transmission of data inside and outside of the Bank
In force
 Regulation 23 Procedures for the protection of the reported persons
In force
 Regulation 24 Review of procedures by Bank
In force
 Regulation 25 Procedures for reporting of infringements - regulated financial service providers
Part 4 Powers of bank (regs. 26-33)
In force
 Regulation 26 Powers of Bank
In force
 Regulation 27 Power to appoint authorised officers
In force
 Regulation 28 Powers of authorised officers
In force
 Regulation 29 Search warrant
In force
 Regulation 30 Directions by Bank
In force
 Regulation 31 Privilege
In force
 Regulation 32 Delegations, etc.
In force
 Regulation 33 Obstruction, failure to cooperate etc. - offences
Part 5 Administrative sanctions (regs. 34-50)
In force
 Regulation 34 Interpretation (Part 5)
In force
 Regulation 35 Bank may appoint assessor
In force
 Regulation 36 Revocation of appointment of assessor
In force
 Regulation 37 Power to require witnesses to appear and give evidence
In force
 Regulation 38 Referral to the Court on a question of law
In force
 Regulation 39 Assessee to be issued copy of any adverse assessment, etc.
In force
 Regulation 40 Right of appeal against adverse assessment (including specified sanctions)
In force
 Regulation 41 Sanctions that may be imposed by Bank
In force
 Regulation 42 Exercise of supervisory powers and imposition of sanctions
In force
 Regulation 43 Power to correct assessments
In force
 Regulation 44 When specified sanctions take effect
In force
 Regulation 45 Enforcement of adverse assessment (including specified sanctions)
In force
 Regulation 46 Publication of decisions to impose specified sanctions
In force
 Regulation 47 Person not liable to be penalised twice for same contravention
In force
 Regulation 48 Person not to be concerned in management of regulated financial service provider while disqualified
In force
 Regulation 49 Power of the Bank to resolve certain contraventions etc.
In force
 Regulation 50 False etc. information
Part 6 Final provisions (regs. 51-54)
In force
 Regulation 51 Amendment of Central Bank Act 1942
In force
 Regulation 52 Amendment of Communications (Retention of Data) Act 2011
In force
 Regulation 53 Amendment of European Communities (Takeover Bids (Directive 2004/25/EC)) Regulations 2006
In force
 Regulation 54 Repeal and revocation
Given under
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