"adverse assessment" means an assessment in which the assessor has decided that the assessee is committing or has committed a prescribed contravention;
"assessee" means the person the subject of an assessment;
"assessment" means an assessment referred to in Regulation 35;
"assessor" means an assessor appointed under Regulation 35;
"contravention" includes, in relation to any provision, a failure to comply with that provision;
"prescribed contravention" means a contravention of any of the following provisions of the Market Abuse Regulation: (a) Article 14; (b) Article 15; (c) Article 16(1) or (2); (d) Article 17(1), (2), (4), (5), or (8); (e) Article 18(1) to (6); (f) Article 19(1), (2), (3), (5), (6), (7) or (11); (g) Article 20(1);
"qualifying holding" means - (a) a direct or indirect holding of shares or other interest in a regulated financial service provider which represents 10 per cent or more of the capital or the voting rights, or (b
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