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Version date: 3 January 2018 - onwards
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Article 3 Staffing

(Article 17(1) of Directive 2014/65/EU)

1. An investment firm shall employ a sufficient number of staff with the necessary skills to manage its algorithmic trading systems and trading algorithms and with sufficient technical knowledge of:

(a) the relevant trading systems and algorithms;

(b) the monitoring and testing of such systems and algorithms;

(c) the trading strategies that the investment firm deploys through its algorithmic trading systems and trading algorithms;

(d) the investment firm's legal obligations

2. An investment firm shall specify the necessary skills referred to in paragraph 1. The staff referred to in paragraph 1 shall have those necessary skills at the time of recruitment or shall acquire them through training after recruitment. The investment firm shall ensure that those staff's skills remain up-to-date through continuous training and shall evaluate their skills on a regular basis.

3. The staff training referred to in paragraph 2 shall be tailored to the experien

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