(Article 17(5) of Directive 2014/65/EU)
1. A DEA provider shall ensure that its trading systems enable it to:
(a) monitor orders submitted by a DEA client using the trading code of the DEA provider;
(b) automatically block or cancel orders from individuals which operate trading systems that submit orders related to algorithmic trading and which lack authorisation to send orders through DEA;
(c) automatically block or cancel orders from a DEA client for financial instruments which that client is not authorised to trade, using an internal flagging system to identify and block single DEA clients or a group of DEA clients;
(d) automatically block or cancel orders from a DEA client that breach the risk management thresholds of the DEA provider, applying controls to exposures of individual DEA clients, financial instruments or groups of DEA clients;
(e) stop order flows transmitted by its DEA clients;
(f) suspend or withdraw DEA services to any DEA client where the DEA provider is not satisf
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