icon-grid
Better Regulation logo
Table of Contents

Table of Contents

Expand all headings Collapse all headings Expand side bar Collapse side bar
Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading (Text with EEA relevance) (RTS 6)RecitalsChapter I General organisational requirements (arts. 1-4)Article 1 General organisational requirementsArticle 2 Role of the compliance functionArticle 3 StaffingArticle 4 IT outsourcing and procurementChapter II Resilience of trading systems (arts. 5-18)Section I Testing and deployment of trading algorithms systems and strategies (arts. 5-8)Article 5 General methodologyArticle 6 Conformance testingArticle 7 Testing environmentsArticle 8 Controlled deployment of algorithmsSection 2 Post-deployment management (arts. 9-11)Article 9 Annual self-assessment and validationArticle 10 Stress testingArticle 11 Management of material changesSection 3 Means to ensure resilience (arts. 12-18)Article 12 Kill functionalityArticle 13 Automated surveillance system to detect market manipulationArticle 14 Business continuity arrangementsArticle 15 Pre-trade controls on order entryArticle 16 Real-time monitoringArticle 17 Post-trade controlsArticle 18 Security and limits to accessChapter III Direct electronic access (arts. 19-23)Article 19 General provisions for DEAArticle 20 Controls of DEA providersArticle 21 Specifications for the systems of DEA providersArticle 22 Due diligence assessment of prospective DEA clientsArticle 23 Periodic review of DEA clientsChapter IV Investment firms acting as general clearing members (arts. 24-27)Article 24 Systems and controls of investment firms acting as general clearing membersArticle 25 Due diligence assessments of prospective clearing clientsArticle 26 Position limitsArticle 27 Disclosure of information about the services providedChapter V High-frequency algorithmic trading technique and final provisions (arts. 28-29)Article 28 Content and format of order recordsArticle 29 Entry into force and applicationAnnex I Criteria to be considered in the investment firm's self-assessment as referred to in Article 9(1)Annex II Content and format of order records as referred to in Article 28Done at
Document Overview
Tools
Set a date to view the document
Text comparison options
Full text - Date 1 vs Date 2
Amendments requiring commencement - Current text vs Text requiring commencement
Draft proposed changes - Current text vs Text proposed by drafting documents
Coming soon: Any documents - Any document vs Another document at any date
Print / Export options
Current page
Whole document
Selected pages
Consolidated PDF of the entire document as of 26th December 2024
Export
Export line by line
Export provision to provision
Report template
Create report template
Alert me to changes
Manage alerts
Bookmarks
This page
This document
Manage bookmarks
Search within this document
View previous searches
Share
Get page link
Share via email application
PreviousNext

Section I Testing and deployment of trading algorithms systems and strategies (arts. 5-8)

Article 5 General methodology
Article 6 Conformance testing
Article 7 Testing environments
Article 8 Controlled deployment of algorithms
PreviousNext