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Version date: 3 January 2018 - onwards
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Article 24 Systems and controls of investment firms acting as general clearing members

(Article 17(6) of Directive 2014/65/EU)

Any systems used by an investment firm acting as a general clearing member (‘clearing firm’) to support the provision of its clearing services to its clients shall be subject to appropriate due diligence assessments, controls and monitoring.

Comparing proposed amendment...