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Section I Testing and deployment of trading algorithms systems and strategies (arts. 5-8) |
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Article 5 General methodology |
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Article 6 Conformance testing |
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Article 7 Testing environments |
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Article 8 Controlled deployment of algorithms |
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Section 2 Post-deployment management (arts. 9-11) |
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Article 9 Annual self-assessment and validation |
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Article 10 Stress testing |
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Article 11 Management of material changes |
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Section 3 Means to ensure resilience (arts. 12-18) |
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Article 12 Kill functionality |
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Article 13 Automated surveillance system to detect market manipulation |
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Article 14 Business continuity arrangements |
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Article 15 Pre-trade controls on order entry |
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Article 16 Real-time monitoring |
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Article 17 Post-trade controls |
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Article 18 Security and limits to access |
