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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes
This version in force from: 31 December 2020

Article 9 Organisational chart

An application for authorisation shall include an organisational chart that describes the organisational structure of the applicant CSD. The chart shall include the following:

(a) the identity and tasks of the persons responsible for the following positions:

(i) senior management;

(ii) managers in charge of the operational functions referred to in Article 47(3);

(iii) managers in charge of the activities of any branches of the applicant CSD;

(iv) other significant roles in the operations of the applicant CSD;

(b) the number of staff members in each division and operational unit.