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Section 1 Identifying operational risks (arts. 66-69) |
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Article 66 General operational risks and their assessment |
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Article 67 Operational risks that may be posed by key participants |
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Article 68 Operational risks that may be posed by critical utilities and critical service providers |
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Article 69 Operational risks that may be posed by other CSDs or market infrastructures |
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Section 2 Methods to test, address and minimise operational risks (arts. 70-74) |
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Article 70 Operational risk-management system and framework |
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Article 71 Integration of and compliance with the operational and enterprise risk-management system |
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Article 72 Operational risk-management function |
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Article 73 Audit and testing |
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Article 74 Mitigation of operational risk through insurance |
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Section 3 IT systems (art. 75) |
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Article 75 IT tools |
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Section 4 Business continuity (arts. 76-80) |
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Article 76 Strategy and policy |
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Article 77 Business impact analysis |
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Article 78 Disaster recovery |
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Article 79 Testing and monitoring |
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Article 80 Maintenance |
