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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes
Version date: 31 December 2020
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Article 47 Information about the investment firm and its services for clients and potential clients

1. Investment firms shall provide clients or potential clients with the following general information, where relevant:

(a) the name and address of the investment firm, and the contact details necessary to enable clients to communicate effectively with the firm;

(b) the languages in which the client may communicate with the investment firm, and receive documents and other information from the firm;

(c) the methods of communication to be used between the investment firm and the client including, where relevant, those for the sending and reception of orders;

(d) a statement of the fact that the investment firm is authorised and the name and contact address of the competent authority that has authorised it; 

(e) where the investment firm is acting through a tied agent, a statement of this fact;

(f) the nature, frequency and timing of the reports on the performance of the service to be provided by the investment firm to the client in accordance with rules 9A.3.2 and 16A.2.1 of the Conduct

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