1. UK Financial Services Law
  2. Legislation (UK)
  3. Assimilated law - Regulations
  4. 2017
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  1. Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (MiFID II Delegated Regulation) (Assimilated Law)
  2. Chapter III Operating Conditions for Investment Firms (arts. 44-79) 
  3. Section 3 Assessment of suitability and appropriateness (arts. 54-58)
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Section 3 Assessment of suitability and appropriateness (arts. 54-58)

Comparing proposed amendment...
In force
 Article 54 Assessment of suitability and suitability reports
In force
 Article 55 Provisions common to the assessment of suitability or appropriateness
In force
 Article 56 Assessment of appropriateness and related record-keeping obligations
In force
 Article 57 Provision of services in non-complex instruments
In force
 Article 58 Retail and Professional Client agreements
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