1. UK Financial Services Law
  2. Legislation (UK)
  3. Assimilated law - Regulations
  4. 2017
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  1. Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (MiFID II Delegated Regulation) (Assimilated Law)
  2. Chapter III Operating Conditions for Investment Firms (arts. 44-79) 
  3. Section 8 Record-keeping (arts. 72-76)
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Section 8 Record-keeping (arts. 72-76)

Comparing proposed amendment...
In force
 Article 72 Retention of records
In force
 Article 73 Record keeping of rights and obligations of the investment firm and the client
In force
 Article 74 Record keeping of client orders and decision to deal
In force
 Article 75 Record keeping of transactions and order processing
In force
 Article 76 Recording of telephone conversations or electronic communications
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