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Chapter 1 The Financial Services and Markets Act 2000 (regs. 3-38) |
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Regulation 3 Introduction |
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Regulation 4 Part 6 rules |
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Regulation 5 Applications for listing |
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Regulation 6 Matters which may be dealt with by prospectus rules |
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Regulation 7 Prohibition of dealing etc in transferable securities without approved prospectus |
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Regulation 8 Exempt offers to the public |
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Regulation 9 Election to have prospectus |
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Regulation 10 Criteria for approval of prospectus by FCA |
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Regulation 11 Procedure for decision on application for approval |
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Regulation 12 Repeal of sections 87E and 87F |
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Regulation 13 Repeal of section 87FB |
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Regulation 14 Repeal of sections 87H and 87I |
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Regulation 15 Power to suspend or prohibit offer to the public |
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Regulation 16 Power to suspend or prohibit admission to trading on a regulated market |
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Regulation 17 Public censure of issuer |
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Regulation 18 Repeal of section 87P |
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Regulation 19 Transparency rules |
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Regulation 20 Provision of voteholder information |
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Regulation 21 Provision of information by issuers of transferable securities |
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Regulation 22 Notification of voting rights held by issuer |
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Regulation 23 Transparency rules: interpretation etc |
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Regulation 24 Public censure of issuer |
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Regulation 25 Power to suspend or prohibit trading of securities |
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Regulation 26 Voting rights suspension orders |
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Regulation 27 Corporate governance rules |
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Regulation 28 Storage of regulated information |
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Regulation 29 Liability for key investor information |
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Regulation 30 Penalties for breach of Part 6 rules |
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Regulation 31 Appointment by FCA of persons to carry out investigations |
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Regulation 32 Repeal of section 100A |
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Regulation 33 Meaning of "securities" etc. |
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Regulation 34 Meaning of "offer of transferable securities to the public" etc. |
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Regulation 35 Repeal of section 102C |
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Regulation 36 Interpretation of Part 6 of FSMA 2000 |
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Regulation 37 Liability of issuers in connection with published information |
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Regulation 38 Transferable securities excluded from certain provisions of section 85 of FSMA 2000 |
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Chapter 2 The Companies Act 2006 (reg. 39) |
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Regulation 39 Repeal of section 1273 of the Companies Act 2006 |
