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Version date: 8 December 2023 - onwards
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4. Overview of questions for consultation

Closed
4 March 2024

1. For each guideline, do you consider the Guideline to be clear, concise and comprehensible? If your answer is no, please refer to the specific point(s) of the guideline which is/are not sufficiently clear, concise or comprehensible.

2. Taking into account the specific scope of these Guidelines, do you consider that these Guidelines cover all the instances where cooperation and information exchange between CAs and the LO is necessary? If your answer is no, please propose additional areas that should be covered.

3. Do you consider that the implementation of these Guidelines will contribute to adequate cooperation and information exchange between the ESAs and CAs in the conduct of oversight activities? If your answer is no, please propose an alternative approach how this could be achieved.

4. What are your main expectations regarding the impact on financial entities and CTPPs of the application of these Guidelines?

Comparing proposed amendment...