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Version date: 8 December 2023 - onwards
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Guideline 8: General investigations and inspections

Closed
4 March 2024

8.1 At least 3 weeks before the start of the general investigation or inspection according to Articles 38(5) [Article 38(5): In good time before the start of the investigation, the Lead Overseer shall inform competent authorities of the financial entities using the ICT services of that critical ICT third-party service provider of the envisaged investigation and of the identity of the authorised persons.], 39(3) [Article 39(3): In good time before the start of the inspection, the Lead Overseer shall inform the competent authorities of the financial entities using that ICT third-party service provider.] and 36(1) or with the shortest possible delay in case of an urgent investigation or inspection, the Lead Overseer should inform competent authorities of the financial entities using the ICT services provided by a critical ICT third-party service provider, of the identity of the authorised persons for the general investigation or inspection.

8.2 The authorised persons include:

relevant

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