1. European
  2. ESA - Joint Committee - European Supervisory Authorities
  3. Consultations
  4. 2023
Date-stamp loading
  1. Consultation Paper Draft joint guidelines on the oversight cooperation and information exchange between the ESAs and the competent authorities under Regulation (EU) 2022/2554 (JC 2023 71)
Next
Published date: 8 December 2023

Consultation Paper Draft joint guidelines on the oversight cooperation and information exchange between the ESAs and the competent authorities under Regulation (EU) 2022/2554 (JC 2023 71)

Closed
4 March 2024

Consultation dated 27 November 2023 and made available 8 December 2023.

Accompanying documents
Comparing proposed amendment...
1. Responding to this consultation
2. Executive Summary
3. Introduction and scope
4. Overview of questions for consultation
5. Draft Guidelines on ESAs-competent authorities oversight cooperation
Status of these Guidelines
Reporting requirements
Section 1: General considerations
General aims and principles
Scope
Guideline 1: Language, communication means, contact points and accessibility
Guideline 2: Timelines
Guideline 3: Difference of opinions between ESAs and competent authorities
Guideline 4: Information exchange between ESAs and competent authorities in the context of their respective cooperation with competent authorities designated or established in accordance with NIS 2 (NIS 2 authorities)
Section 2: Designation of critical ICT third-party service providers
Guideline 5: Information for the criticality assessment to be submitted by competent authorities to the Oversight Forum
Guideline 6: Information related to the designation of critical ICT third-party service providers to be submitted by the Lead Overseer to competent authorities
Section 3: Core oversight activities
Guideline 7: Annual oversight plan
Guideline 8: General investigations and inspections
Guideline 9: Measures by competent authorities concerning critical
Guideline 10: Additional information exchanges between the Lead Overseer and competent authorities in relation to oversight activities
Section 4: Follow-up of the recommendations
Guideline 11: General principles for follow-up
Guideline 12: Information exchanges between the Lead Overseer and competent authorities to ensure the follow-up of recommendations
Guideline 13: Decision requiring financial entities to temporarily suspend the use or deployment of a service provided by the critical ICT third-party service provider or terminate the relevant contractual arrangements concluded with the critical ICT third-party service provider
Section 5: Final provisions
6. Draft cost-benefit analysis / impact assessment
Annex: Table summarising information exchanges
Next