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Chapter 1 The FCA (regs. 12-14) |
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Functions of the FCA (regs. 12-14) |
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Regulation 12 Consulting the Bank of England |
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Regulation 13 Restrictions on authorisation to carry on data reporting services |
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Regulation 14 Breach of the prohibition on the provision of a data reporting service |
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Chapter 2 Application of FSMA 2000 for the purposes of the Regulations (regs. 15-27) |
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Regulation 15 FCA's general duties |
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Regulation 16 Supervision, monitoring and enforcement |
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Regulation 17 Application of Part 9 of FSMA 2000 (hearings and appeals) |
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Regulation 18 Application of Part 11 of FSMA 2000 (information gathering and investigations) |
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Regulation 19 Disciplinary measures |
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Regulation 20 Information given by an auditor |
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Regulation 21 Restrictions on disclosure of information |
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Regulation 22 Application of Part 25 of FSMA 2000 (injunctions and restitution) |
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Regulation 23 Application of Part 26 of FSMA 2000 (notices) |
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Regulation 24 Application of Part 27 of FSMA 2000 (offences) |
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Regulation 25 Application of section 413 of FSMA 2000 (protected items) |
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Regulation 26 Application of section 415AA of FSMA 2000 (application of powers to formerly authorised persons) |
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Regulation 27 FCA: penalties, fees and exemption from liability in damages |
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Chapter 3 Application of secondary legislation for the purposes of the Regulations (regs. 28-30) |
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Regulation 28 Service of notices |
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Regulation 29 Disclosure of confidential information |
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Regulation 30 Communications by auditors |
