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Version date: 30 January 2024 - onwards
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Regulation 9 Designated activities: public offers of relevant securities

The following activities are specified under section 71K of FSMA 2000 [Section 71K is inserted by section 8(2) of the Financial Services and Markets Act 2023.] as designated activities for the purposes of that Act -

(a) offering relevant securities to the public in the United Kingdom;

(b) communicating an advertisement relating to an offer of relevant securities to the public in the United Kingdom;

(c) disclosing, otherwise than in an advertisement, information relating to such an offer.

Comparing proposed amendment...