Further powers of FCA (regs. 32-45)

Comparing proposed amendment...


Partly in force	Regulation 32 Withdrawal rights
Partly in force	Regulation 33 FCA’s power to require information
Partly in force	Regulation 34 Powers exercisable to protect investors or advance FCA’s operational objectives
Partly in force	Regulation 35 Power to suspend, restrict or prohibit offer to the public
Partly in force	Regulation 36 Power to suspend, restrict or prohibit admission to trading on regulated market
Partly in force	Regulation 37 Power to suspend or prohibit trading on a trading facility
Partly in force	Regulation 38 Regulations 34 to 37: procedure and right to refer to Tribunal
Partly in force	Regulation 39 Public censure
Partly in force	Regulation 40 Penalties for contraventions
Partly in force	Regulation 41 Regulations 39 and 40: procedure and right to refer to Tribunal
Partly in force	Regulation 42 Statement of policy
Partly in force	Regulation 43 Statements of policy: procedure
Partly in force	Regulation 44 Appointment by FCA of persons to carry out investigations
Partly in force	Regulation 45 Reporting of infringements

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