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Prohibition of public offers of relevant securities (regs. 12-13) |
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Regulation 12 Prohibition of public offers of relevant securities |
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Regulation 13 Disclosure of information |
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Rule-making powers of FCA (regs. 14-20) |
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Regulation 14 FCA rules relating to admissions to trading on regulated market |
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Regulation 15 FCA rules relating to admissions to trading on primary MTF |
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Regulation 16 Qualified investor condition in regulation 15(2)(a) |
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Regulation 17 FCA rules relating to public offers unconnected with admissions to trading |
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Regulation 18 Further provision about regulated market admission rules |
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Regulation 19 Matters to which FCA must have regard when making certain rules |
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Regulation 20 Waiver or modification of rules |
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Prospectuses (regs. 21-31) |
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Regulation 21 "Prospectus", "MTF admission prospectus" and "supplementary prospectus" |
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Regulation 22 Responsibility for prospectus or MTF admission prospectus |
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Regulation 23 General requirements to be met by a prospectus or MTF admission prospectus |
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Regulation 24 Issuers established outside UK: presentation of historical financial information |
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Regulation 25 Exemptions from disclosure |
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Regulation 26 Consideration of applications |
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Regulation 27 Procedure for decision to refuse an application |
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Regulation 28 Requirements to include information or to provide information or documents |
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Regulation 29 Power to refuse to accept applications or to prohibit validation or publication |
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Regulation 30 Compensation for statements in prospectus etc |
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Regulation 31 Provisions supplementary to regulation 30 |
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Further powers of FCA (regs. 32-45) |
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Regulation 32 Withdrawal rights |
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Regulation 33 FCA’s power to require information |
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Regulation 34 Powers exercisable to protect investors or advance FCA’s operational objectives |
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Regulation 35 Power to suspend, restrict or prohibit offer to the public |
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Regulation 36 Power to suspend, restrict or prohibit admission to trading on regulated market |
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Regulation 37 Power to suspend or prohibit trading on a trading facility |
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Regulation 38 Regulations 34 to 37: procedure and right to refer to Tribunal |
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Regulation 39 Public censure |
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Regulation 40 Penalties for contraventions |
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Regulation 41 Regulations 39 and 40: procedure and right to refer to Tribunal |
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Regulation 42 Statement of policy |
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Regulation 43 Statements of policy: procedure |
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Regulation 44 Appointment by FCA of persons to carry out investigations |
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Regulation 45 Reporting of infringements |
