Part 3 Regulation of public offers and admissions to trading (regs. 12-45)

Comparing proposed amendment...


	Prohibition of public offers of relevant securities (regs. 12-13)
Partly in force	Regulation 12 Prohibition of public offers of relevant securities
Partly in force	Regulation 13 Disclosure of information
	Rule-making powers of FCA (regs. 14-20)
Partly in force	Regulation 14 FCA rules relating to admissions to trading on regulated market
Partly in force	Regulation 15 FCA rules relating to admissions to trading on primary MTF
Partly in force	Regulation 16 Qualified investor condition in regulation 15(2)(a)
Partly in force	Regulation 17 FCA rules relating to public offers unconnected with admissions to trading
Partly in force	Regulation 18 Further provision about regulated market admission rules
Partly in force	Regulation 19 Matters to which FCA must have regard when making certain rules
Partly in force	Regulation 20 Waiver or modification of rules
	Prospectuses (regs. 21-31)
Partly in force	Regulation 21 "Prospectus", "MTF admission prospectus" and "supplementary prospectus"
Partly in force	Regulation 22 Responsibility for prospectus or MTF admission prospectus
Partly in force	Regulation 23 General requirements to be met by a prospectus or MTF admission prospectus
Partly in force	Regulation 24 Issuers established outside UK: presentation of historical financial information
Partly in force	Regulation 25 Exemptions from disclosure
Partly in force	Regulation 26 Consideration of applications
Partly in force	Regulation 27 Procedure for decision to refuse an application
Partly in force	Regulation 28 Requirements to include information or to provide information or documents
Partly in force	Regulation 29 Power to refuse to accept applications or to prohibit validation or publication
Partly in force	Regulation 30 Compensation for statements in prospectus etc
Partly in force	Regulation 31 Provisions supplementary to regulation 30
	Further powers of FCA (regs. 32-45)
Partly in force	Regulation 32 Withdrawal rights
Partly in force	Regulation 33 FCA’s power to require information
Partly in force	Regulation 34 Powers exercisable to protect investors or advance FCA’s operational objectives
Partly in force	Regulation 35 Power to suspend, restrict or prohibit offer to the public
Partly in force	Regulation 36 Power to suspend, restrict or prohibit admission to trading on regulated market
Partly in force	Regulation 37 Power to suspend or prohibit trading on a trading facility
Partly in force	Regulation 38 Regulations 34 to 37: procedure and right to refer to Tribunal
Partly in force	Regulation 39 Public censure
Partly in force	Regulation 40 Penalties for contraventions
Partly in force	Regulation 41 Regulations 39 and 40: procedure and right to refer to Tribunal
Partly in force	Regulation 42 Statement of policy
Partly in force	Regulation 43 Statements of policy: procedure
Partly in force	Regulation 44 Appointment by FCA of persons to carry out investigations
Partly in force	Regulation 45 Reporting of infringements

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Part 3 Regulation of public offers and admissions to trading (regs. 12-45)

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