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Version status: Partly in force | Document consolidation status: No known changes
Version date: 30 January 2024 - onwards
  Version 2 of 2    

Regulation 33 FCA’s power to require information

(1) The FCA may, by notice in writing given to a person, require the person -

(a) to provide specified information or information of a specified description, or

(b) to produce specified documents or documents of a specified description.

(2) The information or documents must be provided or produced -

(a) before the end of such reasonable period as may be specified, and

(b) at such place as may be specified.

(3) An officer who has written authorisation from the FCA to do so may require a person without delay -

(a) to provide the officer with specified information or information of a specified description, or

(b) to produce to the officer specified documents or documents of a specified description.

(4) "Officer" means an officer of the FCA and includes a member of the FCA’s staff or an agent of the FCA,

(5) This regulation applies only to information and documents reasonably required by the FCA in connection with the exercise by the FCA of its functions under or by virtue of these Regul

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