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Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 26 June 2021 - 30 December 2025
  Version 9 of 10  

Article 4 Definitions

For the purposes of this Regulation the following definitions apply:

(1) "financial institution" means any undertaking that is subject to regulation and supervision pursuant to any of the legislative acts referred to in Article 1(2);

(1a) "financial sector operator" means an "entity" as referred to in Article 2 of Directive (EU) 2015/849, which is either a financial institution as defined in point (1) of this Article or in point (1) of Article 4 of Regulation (EU) No 1094/2010 or a "financial market participant" as defined in point (1) of Article 4 of Regulation (EU) No 1095/2010;

(2) "competent authorities" means: (i) competent authorities as defined in point (40) of Article 4(1) of Regulation (EU) No 575/2013, including the European Central Bank with regard to matters relating to the tasks conferred on it by Regulation (EU) No 1024/2013; (ii) with regard to Directive 2002/65/EC, the authorities and bodies competent for ensuring compliance with the requirements of that

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