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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 3 January 2018 - onwards
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Regulation 6 Bank to establish and maintain register of authorised investment firms

The Bank shall -

(a) establish and maintain a register of all authorised investment firms for which the Bank is the competent authority,

(b) ensure that the register is publicly accessible and regularly updated and contains information on the investment services or activities for which the investment firms are authorised,

(c) notify ESMA of all authorised investment firms, and

(d) publish on that register all withdrawals of authorisation in accordance with Regulation 13(1)(d), (e) or (g), and the requirement under this paragraph to publish on that register such matters shall be construed as requirement to keep those matters so published for a period of 5 years after the date of the withdrawal concerned.

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