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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2022 - onwards
Version 3 of 3

Regulation 29 General obligation in respect of on-going supervision

(1) The Bank -

(a) shall monitor the activities of investment firms so as to assess compliance with the operating conditions provided for in these Regulations,

(b) may require any person who possesses information which the Bank considers necessary for assessing the compliance of an investment firm with those operating conditions to provide it to the Bank, and