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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 3 January 2018 - onwards
  Version 2 of 2    

Regulation 76 Suspension and removal of instruments from trading on regulated market

(1) A market operator may suspend or remove from trading a financial instrument which no longer complies with the rules of the regulated market unless such suspension or removal would be likely to cause significant damage to -

(a) the investors' interests, or

(b) the orderly functioning of the market.

(2) Without prejudice to paragraph (1), the Bank may require -

(a) the suspension of trading in a financial instrument,

(b) the removal of a financial instrument from trading, whether on a regulated market or under other trading arrangements,

(c) the suspension of the marketing or sale of financial instruments or structured deposits where the conditions of Article 40, 41 or 42 of Regulation (EU) No 600/2014 are met, or

(d) the suspension of the marketing or sale of financial instruments or structured deposits where the investment firm has not developed or applied an effective product approval process or otherwise failed to comply with paragraphs (1)(b) to (m), (2) and (3) of Regulation 23

Comparing proposed amendment...