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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 27 February 2018 - onwards
  Version 2 of 2    

Regulation 12 Warning notice

(1) If the FCA proposes to -

(a) publish a statement in respect of a person under regulation 10 (public censure); or

(b) impose a penalty on a person under regulation 11 (financial penalties);

it must give the person a warning notice.

(2) A warning notice about a proposal to publish a statement must set out the terms of the statement.

(3) A warning notice about a proposal to impose a penalty must state the amount of the penalty.

Comparing proposed amendment...