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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 27 February 2018 - onwards
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Regulation 20 Information given by an auditor

Sections 342 [Section 342 was amended by paragraph 4 of Schedule 13 to the Financial Services Act 2012 and S.I. 2013/3115.] (information given by auditor or actuary to a regulator), 343 [Section 343 was amended by paragraph 5 of Schedule 13 to the Financial Services Act 2012 and S.I. 2013/3115] (information given by auditor or actuary to a regulator: persons with close links) and 344 (duty of auditor or actuary resigning etc. to give notice) of the Act apply with respect to the auditor of a Miscellaneous BM person as if -

(a) each reference to an authorised person were a reference to a Miscellaneous BM person;

(b) each reference to a regulator were a reference to the FCA;

(c) each reference to the appropriate regulator were a reference to the FCA;

(d) references to an actuary were omitted;

(e) sections 342(2), 343(2) and 344(4) were omitted.

Comparing proposed amendment...