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Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 [SI 2019 No. 325]Introductory TextPart 1 General Provisions (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 Amendments of the Financial Services and Markets Act 2000 (regs. 3-32)Regulation 3 Introductory provisionRegulation 4 Persons authorised as a result of Schedule 5Regulation 5 Open-ended investment companiesRegulation 6 Meaning of "UCITS"Regulation 7 Other definitions for Part 17Regulation 8 Authorisation orders: unit trust schemesRegulation 9 Certificates: unit trust schemesRegulation 10 Proposal to convert to a non-feeder UCITS: unit trust schemesRegulation 11 Requests for revocation of authorisation order: unit trust schemesRegulation 12 Directions: unit trust schemesRegulation 13 Winding up or merger of master UCITS: unit trust schemesRegulation 14 Information for home state regulator: unit trust schemesRegulation 15 Information for feeder UCITS: unit trust schemesRegulation 16 Authorisation orders: contractual schemesRegulation 17 Authorisation orders: holding of unitsRegulation 18 Certificates: contractual schemesRegulation 19 Proposal to convert to a non-feeder UCITS: contractual schemesRegulation 20 Requests for revocation of authorisation order: contractual schemesRegulation 21 Directions: contractual schemesRegulation 22 Winding up or merger of master UCITS: contractual schemesRegulation 23 Information for home state regulator: contractual schemesRegulation 24 Information for feeder UCITS: contractual schemesRegulation 25 Schemes constituted in other EEA StatesRegulation 26 Individually recognised overseas schemesRegulation 27 Master-feeder structuresRegulation 28 Reports on derivative instrumentsRegulation 29 FCA's and PRA's proceduresRegulation 30 DefinitionsRegulation 31 Expressions relating to authorisation elsewhere in the single marketRegulation 32 Persons concerned in collective investment schemesPart 3 Amendments of the Undertakings for Collective Investment in Transferable Securities Regulations 2011 (regs. 33-47)Regulation 33 Introductory provisionRegulation 34 Interpretation of Part 4 (mergers)Regulation 35 Reconstruction or amalgamationRegulation 36 Application for authorisationRegulation 37 Modification of informationRegulation 38 Report by depositary or auditorRegulation 39 Right of redemptionRegulation 40 Consequences of a mergerRegulation 41 Division of a master UCITSRegulation 42 Depositary liability: general provisionsRegulation 43 Depositary liability for loss of financial instruments held in custodyRegulation 44 Depositary liability for other lossesRegulation 45 Omission of Part 5BRegulation 46 Amendment of regulation 16Regulation 47 Transfer of UCITS directive functionsPart 4 Other amendments of subordinate legislation (regs. 48-58)Regulation 48 Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975Regulation 49 Rehabilitation of Offenders (Exceptions) Order (Northern Ireland) 1979Regulation 50 Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001Regulation 51 Financial Services and Markets Act 2000 (Collective Investment Schemes) Order 2001Regulation 52 Open-Ended Investment Companies Regulations 2001Regulation 53 Financial Services and Markets Act 2000 (Collective Investment Schemes Constituted in Other EEA States) Regulations 2001Regulation 54 Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc.) Order 2001Regulation 55 Financial Services and Markets Act 2000 (Transitional Provisions) (Partly Completed Procedures) Order 2001Regulation 56 Financial Services (Distance Marketing) Regulations 2004Regulation 57 Rehabilitation of Offenders Act 1974 (Exclusions and Exceptions) (Scotland) Order 2013Regulation 58 Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019Part 5 Amendment of EU Regulations and Decisions (regs. 59-60)Regulation 59 Commission Regulation (EU) 2010/583Regulation 60 Commission Delegated Regulation (EU) 2016/438Part 6 Temporary recognition for purposes of Part 17 of the 2000 Act (regs. 61-71)Regulation 61 Interpretation of this PartRegulation 62 Temporary recognition for EEA UCITS or sub-fund of EEA UCITSRegulation 63 The appropriate conditionsRegulation 64 Notification to the FCARegulation 65 Duty to provide further informationRegulation 66 Other duties of operatorRegulation 67 Power to extend the period specified in regulation 62(3)(d)Regulation 67A Applications under section 271A of the 2000 ActRegulation 68 Applications under section 272 of the 2000 ActRegulation 69 Directions given by FCARegulation 70 Application of repealed or amended provisionsRegulation 71 DirectionsPart 7 Temporary authorisation in connection with temporary recognition (reg. 72)Regulation 72 Temporary authorisation of operator, trustee or depositary of recognised schemePart 8 Saving relating to certain EEA firms (reg. 73)Regulation 73 Saving for certain EEA firms with temporary Part 4A permissionSignatureExplanatory NoteExplanatory MemorandumImpact Assessment
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2

Regulation 4 Persons authorised as a result of Schedule 5

For section 36 substitute -

"36. Authorised open-ended investment companies

Schedule 5 makes provision about authorised open-ended investment companies."

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