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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2016 - onwards
  Version 3 of 3    

Regulation 31 Bank to grant or refuse application for SPRV

Revoked from 1 January 2016

(1) Subject to paragraphs (2) and (3), the Bank shall grant an application for a SPRV authorisation if satisfied that -

(a) the application complies with Regulation 30, and

(b) the objects of the SPRV are limited to operating as such.

(2) The Bank shall refuse an application for a SPRV authorisation if it is satisfied that -

(a) the SPRV is not of good repute or is not, or will not be, able to fulfil, in a proper manner, the responsibilities that are imposed on an authorised SPRV by or under these Regulations, or

(b) any officer of the SPRV is not a person of good repute, or

(c) the officers of the SPRV do not have the professional qualifications and experience necessary to operate a SPRV, or

(d) any person who has a qualifying holding in the SPRV is not of good repute, or

(e) the SPRV, or any officer of the SPRV, has, during the immediately preceding 5 years, been convicted of an offence involving breach of trust, fraud or dishonesty, or

(f) any officer of the SPRV is prohibited

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