Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 April 2001 - onwards
  Version 5 of 5    

31. Register of investment product intermediaries.

(1) A product producer shall establish and maintain a register of all its appointed investment product intermediaries at its principal office in the State, if any.

(2) The register referred to in subsections (1) and (4) of this section shall be open to public inspection at reasonable times during normal working hours and the product producer concerned shall arrange for its publication in electronic form or such other form as it considers appropriate.

(3) A product producer shall provide the supervisory authority with information to be included by a product producer in the register kept for the purposes of this section at such intervals as the supervisory authority may specify.

(4) The supervisory authority shall establish and maintain a register of all investment product intermediaries appointed by product producers and such a register may be in electronic form or such other form as he or she considers appropriate.

(5) Where the appointment of an investment product intermediary is disc