Version status: Repealed | Document consolidation status: Updated to reflect all known changes
Version date: 1 August 1998 - onwards
  Version 4 of 4    

50. Investor compensation.

An investment business firm shall not engage in business with clients and investors unless, and in accordance with any procedures set out in codes of conduct under this Act, it informs clients and investors of -

(a) whether or not there is a compensation fund or protection of comparable form, and

(b) the nature and level of protection, if any, available from any such fund.