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31A. Interpretations/Definitions (Class 1 firms) |
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31B. Requirement for a Class 1 authorisation (Class 1 firms) |
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31C. Application for authorisation (Class 1 firms) |
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31D. Programme of operations and structural organisation (Class 1 firms) |
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31E. Initial Capital (Class 1 firms) |
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31F. Effective direction of business and place of head office (Class 1 firms) |
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31FA. |
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31G. Shareholders and members (Class 1 firms) |
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31H. Assessment of suitability of shareholders and members (Class 1 firms) |
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31I. Waiver for credit institutions permanently affiliated to central body (Class 1 firms) |
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31J. Refusal of authorisation (Class 1 firms) |
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31K. Prior consultation of competent authorities (Class 1 firms) |
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31L. Conditions of authorisation (Class 1 firms) |
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31M. Revocation of authorisation (Class 1 firms) |
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31N. Publication of names of holders of authorisations and notices of revocation of authorisations (Class 1 firms) |
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31O. Holders of Class 1 authorisations to keep certain records |
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31P. Holders of Class 1 authorisations and others to provide Bank with required information and returns |
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31Q. Publication of business statements by holders of Class 1 authorisations |
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31R. Requirement for holders of MiFID authorisation to re-authorise. |
