European Union (Alternative Investment Fund Managers) Regulations, 2013 (AIFMD Regulations) [S.I. No. 257 of 2013]

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	Introductory Text
	Part 1 Preliminary (regs. 1-6)
In force	Regulation 1 Citation.
In force	Regulation 2 Subject matter.
In force	Regulation 3 Scope.
In force	Regulation 4 Exemptions.
In force	Regulation 5 Interpretation.
In force	Regulation 6 Determination of the AIFM.
	Part 2 Authorisation of AIFMs (regs. 7-12)
In force	Regulation 7 Conditions for taking up AIFM activities.
In force	Regulation 8 Application for authorisation.
In force	Regulatiion 9 Conditions for granting authorisation.
In force	Regulation 10 Initial capital and own funds.
In force	Regulation 11 Changes in the scope of the authorisation.
In force	Regulation 12 Withdrawal of the authorisation.
	Part 3 Operating conditions for AIFMs (regs. 13-44A)
	Chapter 1 General requirements (regs. 13-18)
In force	Regulation 13 General principles.
In force	Regulaton 14 Remuneration.
In force	Regulation 15 Conflicts of interest.
In force	Regulation 16 Risk management.
In force	Regulation 17 Supplemental provision in relation to Regulation 16.
In force	Regulation 18 Liquidity management.
	Chapter 2 Organisational Requirements (regs. 19-20)
In force	Regulation 19 General principles.
In force	Regulation 20 Valuation.
	Chapter 3 Delegation of AIFM Functions (reg. 21)
In force	Regulation 21 Delegation.
	Chapter 4 Depositary (reg. 22)
In force	Regulation 22 Depositary.
	Chapter 5 Transparency Requirements (regs. 23-25)
In force	Regulation 23 Annual report.
In force	Regulation 24 Disclosure to investors.
In force	Regulation 25 Reporting obligations to competent authorities.
	Chapter 6 AIFMs Managing Specific Types of AIF (regs. 26-31A)
	Division 1 AIFMS Managing Leveraged AIFS (reg. 26)
In force	Regulation 26 Use of information by competent authorities, supervisory cooperation and limits to leverage.
	Division 2 Obligations for AIFMS Managing AIFS which Acquire Control of Non-Listed Companies and Issuers (regs. 27-31A)
In force	Regulation 27 Scope.
In force	Regulation 28 Notification of the acquisition of major holdings and control of non-listed companies.
In force	Regulation 29 Disclosure in case of acquisition of control.
In force	Regulation 30 Specific provisions regarding the annual report of AIFs exercising control of non-listed companies.
In force	Regulation 31 Asset stripping.
In force	Regulation 31A Conditions for pre-marketing in European Union by EU AIFM
	Chapter 7 Marketing and managing EU AIFs (regs. 32-34)
In force	Regulation 32 Marketing of units or shares of EU AIFs managed by Irish AIFMs in the State.
In force	Regulation 33 Other Cases of Marketing of Units or Shares of EU AIFs.
In force	Regulation 33A De-notification of arrangements made for marketing of units or shares of some or all EU AIFs in Member States other than in home Member State of the AIFM
In force	Regulation 34 Conditions for Irish AIFMs managing EU AIFs established in other Member States and for AIFMs from other Member States managing Irish AIFs.
	Chapter 8 Specific Rules In Relation to Third Countries (regs. 35-43)
In force	Regulation 35 Conditions for Irish AIFMs which manage non-EU AIFs which are not marketed in Member States.
In force	Regulation 36 Conditions for marketing, with a passport, of non-EU AIFs in the European Union or in the State by, respectively, Irish AIFMs and Other Member State AIFMs.
In force	Regulation 37 Conditions for the marketing in the State without a passport of non-EU AIFs managed by an Irish AIFM or an AIFM from another Member State.
In force	Regulation 38 Authorisation of non-EU AIFMs intending to manage Irish AIFs or market AIFs managed by them in the European Union in accordance with Regulation 40 or 41.
In force	Regulation 39 Peer review of authorisation and supervision of non-EU AIFMs.
In force	Regulation 40 Conditions for marketing, with a passport, in the European Union or in the State of EU AIFS managed by, respectively, a non-EU AIFM whose Member State of reference is the State and by such an AIFM whose Member State of reference is another Member State
In force	Regulation 41 Conditions for marketing, with a passport, in the European Union or in the State of non-EU AIFs managed by, respectively, a non-EU AIFM whose Member State of reference is the State and by such an AIFM whose Member State of reference is another Member State
In force	Regulation 42 Conditions for managing AIFs established in other Member States and Irish AIFs by, respectively, a non-EU AIFM whose Member State of reference is the State and such an AIFM whose Member State of reference is another Member State.
In force	Regulation 43 Conditions for the marketing in the State without a passport of AIFs managed by a non-EU AIFM.
	Chapter 9 Marketing To Retail Investors (regs. 44-44A)
In force	Regulation 44 Marketing of AIFs by AIFMs to retail investors.
In force	Regulation 44A Facilities available to retail investors
	Part 4 Competent Authorities (regs. 45-59)
	Designation, Powers And Redress Procedures (regs. 45-59)
In force	Regulation 45 Designation of competent authorities.
In force	Regulation 46 Responsibility of the Bank.
In force	Regulation 47 Supplemental provisions in relation to Regulation 46.
In force	Regulation 48 Powers of the Bank to request Information.
In force	Regulation 49 Power to issue directions.
In force	Regulation 50 Restrictions on certain proceedings or certain other action being taken where direction given.
In force	Regulation 51 Power of High Court to compel compliance with direction.
In force	Regulation 52 Information exchanged to be confidential.
In force	Regulation 53 Reasons for decisions to be given, etc.
In force	Regulation 54 Cooperation between different competent authorities obligation to cooperate.
In force	Regulation 55 Transfer and retention of personal data.
In force	Regulation 56 Disclosure of information to third countries.
In force	Regulation 57 Exchange of information relating to the potential systemic consequences of AIFM activity.
In force	Regulation 58 Cooperation in supervisory activities.
In force	Regulation 59 Dispute settlement.
	Part 5 Transitional and Final Provisions (regs. 60-67)
In force	Regulation 60 Transitional provisions.
In force	Regulation 61 Delegated act on the application of Article 35 and Articles 37 to 41.
In force	Regulation 62 Bank to provide certain information to ESMA.
In force	Regulation 63 Amendments of Central Bank Act 1942.
In force	Regulation 64 Amendments of Unit Trusts Act 1990.
In force	Regulation 65 Amendments of Companies Act 1990.
In force	Regulation 66 Amendments of Investment Funds, Companies and Miscellaneous Provisions Act 2005.
In force	Regulation 67 Amendments of Investment Limited Partnerships Act 1994.
In force	Schedule 1
In force	Schedule 2 Remuneration Policy
In force	Schedule 3 Documentation and Information to be Provided in case of Intended Marketing in the State by Irish AIFMS or by AIFMS Whose Member State of Reference is the State
In force	Schedule 4 Documentation and Information to be Provided in the case of Intended Marketing in Other Member States by Irish AIFMS or by AIFMS Whose Member State of Reference is the State
	Given under

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