Date-stamp loading
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 27 May 2014 - onwards
  Version 2 of 2    

Regulation 44 Marketing of AIFs by AIFMs to retail investors.

(1) An AIFM may market in the State to retail investors units or shares of alternative investment funds it manages in accordance with these Regulations, irrespective of whether such funds are marketed on a domestic or cross-border basis or whether they are EU or non-EU alternative investment funds.

(2) In such cases, the Bank may impose stricter requirements on the AIFM or the AIF than the requirements applicable to the alternative investment funds marketed to professional investors. However, the Bank shall not impose stricter or additional requirements on EU alternative investment funds established in another Member State.

(3)

(a) Without prejudice to the power of the Bank to impose conditions or requirements under these Regulations, where the Bank considers it necessary for the proper and orderly regulation and supervision of alternative investment fund managers, the Bank may impose conditions or requirements on such managers which market in the State to retail investors units or sha

Comparing proposed amendment...