1. Irish Financial Services Law
  2. Legislation (IE)
  3. Statutory Instruments
  4. 2013
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  1. European Union (Alternative Investment Fund Managers) Regulations, 2013 (AIFMD Regulations) [S.I. No. 257 of 2013]
  2. Part 3 Operating conditions for AIFMs (regs. 13-44A)
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Part 3 Operating conditions for AIFMs (regs. 13-44A)

Comparing proposed amendment...
Chapter 1 General requirements (regs. 13-18)
In force
 Regulation 13 General principles.
In force
 Regulaton 14 Remuneration.
In force
 Regulation 15 Conflicts of interest.
In force
 Regulation 16 Risk management.
In force
 Regulation 17 Supplemental provision in relation to Regulation 16.
In force
 Regulation 18 Liquidity management.
Chapter 2 Organisational Requirements (regs. 19-20)
In force
 Regulation 19 General principles.
In force
 Regulation 20 Valuation.
Chapter 3 Delegation of AIFM Functions (reg. 21)
In force
 Regulation 21 Delegation.
Chapter 4 Depositary (reg. 22)
In force
 Regulation 22 Depositary.
Chapter 5 Transparency Requirements (regs. 23-25)
In force
 Regulation 23 Annual report.
In force
 Regulation 24 Disclosure to investors.
In force
 Regulation 25 Reporting obligations to competent authorities.
Chapter 6 AIFMs Managing Specific Types of AIF (regs. 26-31A)
Division 1 AIFMS Managing Leveraged AIFS (reg. 26)
In force
 Regulation 26 Use of information by competent authorities, supervisory cooperation and limits to leverage.
Division 2 Obligations for AIFMS Managing AIFS which Acquire Control of Non-Listed Companies and Issuers (regs. 27-31A)
In force
 Regulation 27 Scope.
In force
 Regulation 28 Notification of the acquisition of major holdings and control of non-listed companies.
In force
 Regulation 29 Disclosure in case of acquisition of control.
In force
 Regulation 30 Specific provisions regarding the annual report of AIFs exercising control of non-listed companies.
In force
 Regulation 31 Asset stripping.
In force
 Regulation 31A Conditions for pre-marketing in European Union by EU AIFM
Chapter 7 Marketing and managing EU AIFs (regs. 32-34)
In force
 Regulation 32 Marketing of units or shares of EU AIFs managed by Irish AIFMs in the State.
In force
 Regulation 33 Other Cases of Marketing of Units or Shares of EU AIFs.
In force
 Regulation 33A De-notification of arrangements made for marketing of units or shares of some or all EU AIFs in Member States other than in home Member State of the AIFM
In force
 Regulation 34 Conditions for Irish AIFMs managing EU AIFs established in other Member States and for AIFMs from other Member States managing Irish AIFs.
Chapter 8 Specific Rules In Relation to Third Countries (regs. 35-43)
In force
 Regulation 35 Conditions for Irish AIFMs which manage non-EU AIFs which are not marketed in Member States.
In force
 Regulation 36 Conditions for marketing, with a passport, of non-EU AIFs in the European Union or in the State by, respectively, Irish AIFMs and Other Member State AIFMs.
In force
 Regulation 37 Conditions for the marketing in the State without a passport of non-EU AIFs managed by an Irish AIFM or an AIFM from another Member State.
In force
 Regulation 38 Authorisation of non-EU AIFMs intending to manage Irish AIFs or market AIFs managed by them in the European Union in accordance with Regulation 40 or 41.
In force
 Regulation 39 Peer review of authorisation and supervision of non-EU AIFMs.
In force
 Regulation 40 Conditions for marketing, with a passport, in the European Union or in the State of EU AIFS managed by, respectively, a non-EU AIFM whose Member State of reference is the State and by such an AIFM whose Member State of reference is another Member State
In force
 Regulation 41 Conditions for marketing, with a passport, in the European Union or in the State of non-EU AIFs managed by, respectively, a non-EU AIFM whose Member State of reference is the State and by such an AIFM whose Member State of reference is another Member State
In force
 Regulation 42 Conditions for managing AIFs established in other Member States and Irish AIFs by, respectively, a non-EU AIFM whose Member State of reference is the State and such an AIFM whose Member State of reference is another Member State.
In force
 Regulation 43 Conditions for the marketing in the State without a passport of AIFs managed by a non-EU AIFM.
Chapter 9 Marketing To Retail Investors (regs. 44-44A)
In force
 Regulation 44 Marketing of AIFs by AIFMs to retail investors.
In force
 Regulation 44A Facilities available to retail investors
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