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Version date: 31 December 2020 - onwards
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539. Minor definitions

In this Part -

"e-money issuer" means- (a) an electronic money institution, within the meaning of the Electronic Money Regulations 2011 (S.I. 2011/99), or (b) a person who has permission under Part 4A of the Financial Services and Markets Act 2000 (c. 8) to carry on the activity of issuing electronic money within the meaning of article 9B of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544);

"MiFID investment firm" means an investment firm within the meaning of Article 2(1A) of Regulation (EU) No. 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No. 648/2012 [OJ No. L 173 12.06.2014, p. 84.] other than - (a) a company which is exempted from the definition of "investment firm" by Schedule 3 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544) [S.I. 2001/544.], (b) a company which is an exempt i

Comparing proposed amendment...