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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 April 2013 - onwards
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Schedule 15, Part 1 Amendments of the Financial Services and Markets Act 2000 (paras. 1-12)

 Section 1272

1 Part 6 of the Financial Services and Markets Act 2000 (listing and other matters) is amended as follows.

2 [deleted]

3 In section 73A (Part 6 Rules), after subsection (5) insert -

"(6) Transparency rules and corporate governance rules are not listing rules, disclosure rules or prospectus rules, but are Part 6 rules."

4 For the cross-heading before section 90 substitute "Compensation for false or misleading statements etc".

5 For the heading to section 90 substitute "Compensation for statements in listing particulars or prospectus".

6

(1) Section 91 (penalties for breach of Part 6 rules) is amended as follows.

(2) For subsection (1) substitute -

"(1) If the competent authority considers that -

(a) an issuer of listed securities, or

(b) an applicant for listing,

has contravened any provision of listing rules, it may impose on him a penalty of such amount as it considers appropriate.

(1ZA) If the competent authority considers that -

(a) an issuer who has requested or app

Comparing proposed amendment...