Transparency (Directive 2004/109/EC) Regulations, 2007 [S.I. No. 277 of 2007]

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Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 13 June 2007

Consolidation Status: Updated to reflect all known changes

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	Introductory Text
	Part 1 Preliminary and General (regs. 1-3)
In force	Regulation 1 Citation, commencement and construction.
In force	Regulation 2 Interpretation and application.
In force	Regulation 2A Home Member State.
In force	Regulation 3 Application of Parts 2, 3, 5, 6 and 7 subject to Regulation 40(3).
	Part 2 Periodic Financial Reporting (regs. 4-9)
In force	Regulation 4 Annual financial report.
In force	Regulation 5 Supplemental provisions in relation to Regulation 4.
In force	Regulation 6 Half-yearly financial reports.
In force	Regulation 7 Supplemental provisions in relation to Regulation 6.
In force	Regulation 8 Further supplemental provisions in relation to Regulation 6.
Deleted	Regulation 9 Interim management statements.
	Part 2A Payments to governments (regs. 9A-9H)
In force	Regulation 9A Definitions.
In force	Regulation 9B Application.
In force	Regulation 9C Report on payments to governments.
In force	Regulation 9D Consolidated report on payments to governments.
In force	Regulation 9E Content of entity payment report.
In force	Regulation 9F Content of consolidated payment report.
In force	Regulation 9G Accountable persons.
In force	Regulation 9H Publication of payment reports.
	Part 3 Exemptions/Third Country equivalence in respect of Part 2 (regs. 10-11)
In force	Regulation 10 Exemptions not dependent on a decision of Bank.
In force	Regulation 11 Exemptions in respect of issuers whose registered office is in third country.
	Part 4 Liability for false or misleading statements in certain publications (reg. 12)
In force	Regulation 12
	Part 5 On-going information about major shareholdings (regs. 13-24)
In force	Regulation 13 Application of Part 5.
In force	Regulation 13A Thresholds.
In force	Regulation 14 Notification of acquisition or disposal of major shareholdings.
In force	Regulation 15 Acquisition or disposal of major proportions of voting rights.
In force	Regulation 16 Non-application of Regulations 14(1) and 15(1)(c) in certain cases.
In force	Regulation 17 Notification of voting rights arising from holding of certain financial instruments.
In force	Regulation 17A Aggregation.
In force	Regulation 18 Aggregation of managed holdings.
In force	Regulation 19 Acquisition or disposal by issuer of shares.
In force	Regulation 20 Disclosure by issuer.
In force	Regulation 21 Procedures for notification and disclosure of major holdings.
In force	Regulation 22 Filing of information with competent authority.
In force	Regulation 23 Use of electronic means for notifications and filing.
In force	Regulation 24 Third country issuers - equivalence.
	Part 6 Continuing obligations and access to information (regs. 25-32)
In force	Regulation 25 Information requirements for issuers of shares and debt securities.
In force	Regulation 26 Information about changes in rights attaching to securities.
In force	Regulation 27 Information about meetings, issue of new shares and payment of dividends - share issuers.
In force	Regulation 28 Information about meetings, and payment of interest - debt security issuers.
In force	Regulation 29 State, regional and local authority exemption.
In force	Regulation 30 Third country equivalence.
In force	Regulation 31 Filing of information with Bank.
In force	Regulation 32 Use of languages.
	Part 7 Dissemination of information (regs. 33-35)
In force	Regulation 33
In force	Regulation 34 Disclosure of information in third country.
Deleted	Regulation 35 Choice of home Member State and notifications by third country issuers.
	Part 8 Competent Authorities (regs. 36-37)
In force	Regulation 36 Designation of Competent Authorities.
In force	Regulation 37 Delegation of functions.
	Part 9 Powers of Competent Authorities (regs. 38-59)
In force	Regulation 38 Definitions.
In force	Regulation 39 Powers of Bank.
In force	Regulation 40 Particular powers of Bank.
In force	Regulation 41 Other powers of Bank not prejudiced.
In force	Regulation 42 Functions of IAASA.
In force	Regulation 43 Particular powers of IAASA - supply of information.
In force	Regulation 44 Further particular powers of IAASA - directions to issuers, etc.
In force	Regulation 45 Provisions consequent on issuer's response to notice under Regulation 44.
In force	Regulation 46 Application to Court to set aside or vary direction under Regulation 45.
In force	Regulation 47 Enforcement of direction under Regulation 45.
In force	Regulation 48 Applications under Regulations 46 and 47: supplemental provisions.
In force	Regulation 49 Particular powers of Court on application to it under Regulation 47.
In force	Regulation 50 Dissemination of court order.
In force	Regulation 51 Provisions in relation to revised annual and half-yearly financial reports.
In force	Regulation 52 Supplemental provisions in relation to directions of IAASA.
In force	Regulation 53 Power to appoint authorised officers.
In force	Regulation 54 Powers of authorised officers.
In force	Regulation 55 Warrants.
In force	Regulation 56 Directions by Bank.
In force	Regulation 57 Precautionary measures.
In force	Regulation 58 Supplemental provision in relation to Regulation 57.
In force	Regulation 59 Privilege.
	Part 10 Administrative Sanctions (regs. 60-74)
In force	Regulation 60 Interpretation (Part 10).
In force	Regulation 61 Bank may appoint assessor.
In force	Regulation 61A Exercise of sanctioning powers
In force	Regulation 62 Revocation of appointment of assessor.
In force	Regulation 63 Power to require witnesses to appear and give evidence.
In force	Regulation 64 Referral to Court on question of law.
In force	Regulation 65 Assessee to be issued copy of any adverse assessment, etc.
In force	Regulation 66 Right of appeal against adverse assessment (including specified sanctions).
In force	Regulation 67 Sanctions that may be imposed by Bank.
In force	Regulation 68 Power to correct assessments.
In force	Regulation 69 When specified sanctions take effect.
In force	Regulation 70 Enforcement of adverse assessment (including specified sanctions).
In force	Regulation 71 Publication of Decisions
In force	Regulation 72 Person not liable to be penalised twice for same contravention.
In force	Regulation 73 Person not to be concerned in management of regulated financial service provider while disqualified.
In force	Regulation 74 Power of Bank or IAASA to resolve suspected contraventions, etc.
	Part 11 Co-operation between Competent Authorities (regs. 75 - 75A)
In force	Regulation 75 Co-operation between Competent Authorities.
In force	Regulation 75A Cooperation with the European Securities and Markets Authority.
	Part 12 Penalties, General and other Misellaneous Provisions (regs. 76-81)
In force	Regulation 76 Offences and penalties generally.
In force	Regulation 77 Annual report of Bank and IAASA.
In force	Regulation 78 Fees and charges.
In force	Regulation 79 Transitional - provisions of a substantive nature.
In force	Regulation 80 Transitional - construction of certain references.
In force	Regulation 81 Relationship with Chapter 4 of Part 17 of Companies Act 2014.
	Given under
	Explanatory Note

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