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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 9 February 2015 - onwards
Version 2 of 2

Regulation 43 Particular powers of IAASA - supply of information.

(1) Without prejudice to the generality of Regulation 42, IAASA shall, in particular, have the power to:

(a) require any of the following persons to produce any document in his or her possession or control and to make copies of such documents, or to provide any information or explanations that it may reasonably require, for the purpose of examining and reviewing information published pursuant to Regulations 4 to 8:

(i) an issuer;

(ii) any director, manager, officer or employee of an issuer;

(iii) any persons who control or are controlled by a person referred to in clause (i) or (ii);

(iv) any person discharging managerial responsibilities of the issuer;

(v) an auditor of an issuer;

(vi) any person who fell within any of clauses (i) to (v) at a time when the document or information required by IAASA was prepared or came into existence; and

(b) certify to the Court the refusal or failure of any person referred to in any of clauses (i) to (v) of subparagraph (a) to comply with a requirement made by IAASA pursuant to that subparagraph.