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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2

Regulation 15 Right to refer a decision to the Upper Tribunal

If the FCA decides to -

(a) impose a penalty on a person under regulation 7, or

(b) publish a statement in respect of a person under regulation 10,

the person may refer the matter to the Upper Tribunal.