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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 27 November 2020 - onwards
Version 3 of 3

Regulation 45 Misleading the FCA: criminal offence

Section 398 of the Financial Services and Markets Act 2000 (misleading the FCA or PRA: residual cases) applies to a requirement to provide information in accordance with -

(a) a direction under regulation 24(3), 36(2) or 42(2),

(b) regulation 24(2) or 47,

(c) a written notification under regulation 47A, or

as it applies to a requirement falling within subsection (1A) of that section.