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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 January 2020 - onwards
Version 3 of 3

Regulation 42 Notification for certification

(1) The person must, no later than the final day, notify the FCA that the person wishes to be certified in accordance with regulation 39.

(2) For the purposes of paragraph (1), the notification must -

(a) be made in such manner, and

(b) contain, or be accompanied by, such information, as the FCA may direct.

(3) For the purposes of paragraph (1), the final day is -

(a) the day before the day on which IP completion day occurs, or

(b) such earlier day as the FCA may direct.