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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2

Regulation 97

In Annex 1 -

(a) for "ESMA", in each place it occurs, substitute "the FCA";

(b) in paragraph 1 of section C, for "Article 1(2) of Directive 2004/72/EC" substitute "point 26 of Article 3(1) of Regulation (EU) No 596/2014";

(c) in section D, in paragraph 3 of Part 3, for "regulated markets" substitute "EU regulated markets";

(d) in section E, in paragraph 1 of Part 3, for "regulated markets" substitute "United Kingdom regulated markets";

(e) in section E, in paragraph 8 of Part 3 -

(i) for "Article 46a(1) of Council Directive 78/660/EEC of 25 July 1978" substitute "the United Kingdom provisions which implemented Article 20(1) of Directive 2013/34/EU";

(ii) for "Article 46a(1)(d) of that Directive" substitute "those provisions".