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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2

Regulation 99

In Annex 3 -

(a) omit the heading;

(b) in Part 1 -

(i) in point 10, for "ESMA", substitute "the FCA";

(ii) in point 50, for "ESMA", substitute "the FCA";

(iii) in point 52, for "ESMA or any competent authority", in each place it occurs, substitute "the FCA";

(iv) in point 55, for "ESMA", substitute "the FCA";

(c) in Part 2 -

(i) in points 2, 3a, 3c, 5 and 6, for "ESMA" substitute "the FCA";

(ii) omit points 7 and 8;

(d) in Part 3, in point 4a, for "ESMA", substitute "the FCA".