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Regulation 16 Activities of a management company. |
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Regulation 16A Provisions applicable to a management company authorised to provide Individual Portfolio Management Services. |
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Regulation 16B Client's money and investment instruments. |
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Regulation 17 Authorisation of Management Companies. |
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Chapter 2 Relations with third countries (reg. 17A) |
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Regulation 17A Relations with third countries. |
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Chapter 3 Operating conditions (regs. 17B-17F) |
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Regulation 17B Ongoing Capital Requirements. |
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Regulation 17C Qualifying shareholding. |
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Regulation 17D Prudential rules. |
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Regulation 17E Client approval. |
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Regulation 17F Delegation. |
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Chapter 4 The right of establishment and the freedom to provide services (regs. 17G-17J) |
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Regulation 17G Establishment of a branch and provision of services. |
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Regulation 17H Establishment of a branch in another Member State. |
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Regulation 17I Provision of information. |
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Regulation 17J Provisions applicable to a management company authorised in another Member State. |
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Part V Unit Trusts and Common Contractual Funds (regs. 18-23) |
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Trustee Obligations (regs. 18-23) |
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Regulation 18 Assets of a unit trust or common contractual fund. |
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Regulation 19 Trustee. |
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Regulation 20 Obligations of trustee. |
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Regulation 21 Liability of trustee. |
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Regulation 22 Prohibition on a single company acting as management company and trustee. |
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Regulation 23 Ownership of assets of UCITS established as unit trust or common contractual fund and liability of unit-holders. |
