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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 July 2011 - onwards
  Version 2 of 2    

Regulation 52 Additional disclosure requirements.

Revoked from 1 July 2011

(1) The prospectus issued by a UCITS in accordance with Regulation 74 shall clearly disclose the categories of assets in which the UCITS is authorised to invest. If a UCITS is authorised to engage in transactions in financial derivative instruments it must include a prominent statement to this effect, indicating -

(a) whether these operations may be carried out for the purpose of hedging or with the aim of meeting investment goals and

(b) the expected effect of these transactions on the risk profile of the UCITS.

(2) A UCITS which -

(a) invests principally in

(i) deposits;

(ii) UCITS or other collective investment undertakings or both;

or

(iii) financial derivative instruments;

or

(b) aims to replicate a stock or debt securities index in accordance with Regulation 49A,

must include a prominent statement drawing attention to its investment policy in its prospectus and, where necessary, any other promotional literature.

(3) When the net asset value of a UCITS is likely to have a h

Comparing proposed amendment...