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  1. Prospectus (Directive 2003/71/EC) Regulations, 2005 [S.I. No. 324 of 2005]
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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Published date: 30 June 2005

Prospectus (Directive 2003/71/EC) Regulations, 2005 [S.I. No. 324 of 2005]

Consolidation Status: Updated to reflect all known changes
Comparing proposed amendment...
Introductory Text
Part I Preliminary and general (regs. 1-7)
Revoked
 Regulation 1 Citation
Revoked
 Regulation 2 Interpretation
Register of Natural Persons and Small and Medium-Sized Enterprises as Qualified Investors (regs. 3-7)
Revoked
 Regulation 3
Revoked
 Regulation 4
Revoked
 Regulation 5
Revoked
 Regulation 6
Revoked
 Regulation 7
Part 2 Securities outside the ambit of these regulations (reg. 8)
Revoked
 Regulation 8
Part 3 Exemptions from the obligation to publish a prospectus (regs. 9-11)
Excluded Offers (regs. 9-11)
Revoked
 Regulation 9
Revoked
 Regulation 10
Revoked
 Regulation 11
Part 4 Obligation to publish a prospectus (regs. 12-17)
Revoked
 Regulation 12
Revoked
 Regulation 13
Revoked
 Regulation 14
Revoked
 Regulation 15
Revoked
 Regulation 16
Revoked
 Regulation 17
Part 5 Drawing up of the prospectus content, format and validity (regs. 18-30)
Revoked
 Regulation 18
Revoked
 Regulation 19 Contents of Prospectus
Revoked
 Regulation 20 Minimum Information
Revoked
 Regulation 21 Summary
Revoked
 Regulation 22 Single or Separate Documents
Revoked
 Regulation 23 Base Prospectus
Omission of Information (regs. 24-26)
Revoked
 Regulation 24
Revoked
 Regulation 25
Revoked
 Regulation 26
Incorporation by Reference (regs. 27-28)
Revoked
 Regulation 27
Revoked
 Regulation 28
Revoked
 Regulation 29 Prospectuses Consisting of Separate Documents
Revoked
 Regulation 30 Validity of a Prospectus, Base Prospectus and Registration Document
Part 6 Responsibility attaching to the prospectus (regs. 31-32)
Revoked
 Regulation 31
Revoked
 Regulation 32
Part 7 Approval of prospectus (regs. 33-43)
Approval of the Prospectus (regs. 33-38)
Revoked
 Regulation 33
Revoked
 Regulation 34
Revoked
 Regulation 35
Revoked
 Regulation 36
Revoked
 Regulation 37
Revoked
 Regulation 38
Revoked
 Regulation 39 Application to Court
Revoked
 Regulation 40 Transfer to Another Competent Authority
Transfer from Another Competent Authority (regs. 41-42)
Revoked
 Regulation 41
Revoked
 Regulation 42
Revoked
 Regulation 43 Liability of Bank and Other Bodies
Part 8 (regs. 44-52)
Publication of Prospectus (regs. 44-50)
Revoked
 Regulation 44
Revoked
 Regulation 45
Revoked
 Regulation 46
Revoked
 Regulation 47
Revoked
 Regulation 48
Revoked
 Regulation 49
Revoked
 Regulation 50
Supplements to the Prospectus (regs. 51-52)
Revoked
 Regulation 51
Revoked
 Regulation 52
Part 9 Cross-Border offers and admissions to trading (regs. 53-62)
Revoked
 Regulation 53
Community Scope of Approvals of Prospectuses (regs. 54-58)
Revoked
 Regulation 54
Revoked
 Regulation 55
Revoked
 Regulation 56
Revoked
 Regulation 57
Revoked
 Regulation 58
Issuers Incorporated in Third Countries (regs. 59-60)
Revoked
 Regulation 59
Revoked
 Regulation 60
Co-operation between Authorities (regs. 61-62)
Revoked
 Regulation 61
Revoked
 Regulation 62
Part 10 Use of languages (regs. 63-67)
Use of Languages (regs. 63-67)
Revoked
 Regulation 63
Revoked
 Regulation 64
Revoked
 Regulation 65
Revoked
 Regulation 66
Revoked
 Regulation 67
Part 11 Annual information document (regs. 68-72)
Revoked
 Regulation 68
Revoked
 Regulation 69
Revoked
 Regulation 70
Revoked
 Regulation 71
Revoked
 Regulation 72
Part 12 Advertisements (regs. 73-77)
Revoked
 Regulation 73
Revoked
 Regulation 74
Revoked
 Regulation 75
Revoked
 Regulation 76
Revoked
 Regulation 77
Part 13 Competent authority (regs. 78-79)
Revoked
 Regulation 78 Designation of Competent Authority
Revoked
 Regulation 79 Delegation of functions
Part 14 Powers of competent authority (regs. 80-91)
Revoked
 Regulation 80 Definitions
Revoked
 Regulation 81
Revoked
 Regulation 82
Revoked
 Regulation 83
Revoked
 Regulation 84
Revoked
 Regulation 85 Power to appoint authorised officers
Revoked
 Regulation 86 Powers of authorised officers
Revoked
 Regulation 87 Warrants
Revoked
 Regulation 88 Directions by the Bank
Precautionary Measures (regs. 89-90)
Revoked
 Regulation 89
Revoked
 Regulation 90
Revoked
 Regulation 91 Privilege
Part 15 Administrative Sanctions (regs. 92-106)
Revoked
 Regulation 92 Interpretation (Part 15)
Revoked
 Regulation 93 Bank may appoint assessor
Revoked
 Regulation 94 Revocation of appointment of assessor
Revoked
 Regulation 95 Power to require witnesses to appear and give evidence
Revoked
 Regulation 96 Referral to Court on question of law
Revoked
 Regulation 97 Assessee to be issued copy of any adverse assessment, etc
Revoked
 Regulation 98 Right of appeal against adverse assessment (including specified sanctions)
Revoked
 Regulation 99 Sanctions that may be imposed by Bank
Revoked
 Regulation 100 Power to correct assessments
Revoked
 Regulation 101 When specified sanctions take effect
Revoked
 Regulation 102 Enforcement of adverse assessment (including specified sanctions)
Revoked
 Regulation 103 Publication of certain specified sanctions
Revoked
 Regulation 104 Person not liable to be penalised twice for same contravention
Revoked
 Regulation 105 Person not to be concerned in management of regulated financial service provider while disqualified
Revoked
 Regulation 106 Power of the Bank to resolve suspected contraventions, etc
Part 16 Penalties, general and other miscellaneous provisions (regs. 107-113)
Revoked
 Regulation 107 Certain Offences and Penalties generally
Revoked
 Regulation 108 Annual Report of Bank
Revoked
 Regulation 109 Fees
Revoked
 Regulation 110 Revocations and Amendments
Transitional Provisions (regs. 111-113)
Revoked
 Regulation 111
Revoked
 Regulation 112
Revoked
 Regulation 113
Revoked
 Schedule 1 Responsible Persons
Revoked
 Schedule 2 Advertising Principles
Revoked
 Schedule 3 Amendment of European Communities (Stock Exchange) Regulations 1984
Given under
Explanatory Note
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