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Prospectus (Directive 2003/71/EC) Regulations, 2005 [S.I. No. 324 of 2005]Introductory TextPart I Preliminary and general (regs. 1-7)Regulation 1 CitationRegulation 2 InterpretationRegister of Natural Persons and Small and Medium-Sized Enterprises as Qualified Investors (regs. 3-7)Regulation 3Regulation 4Regulation 5Regulation 6Regulation 7Part 2 Securities outside the ambit of these regulations (reg. 8)Regulation 8Part 3 Exemptions from the obligation to publish a prospectus (regs. 9-11)Excluded Offers (regs. 9-11)Regulation 9Regulation 10Regulation 11Part 4 Obligation to publish a prospectus (regs. 12-17)Regulation 12Regulation 13Regulation 14Regulation 15Regulation 16Regulation 17Part 5 Drawing up of the prospectus content, format and validity (regs. 18-30)Regulation 18Regulation 19 Contents of ProspectusRegulation 20 Minimum InformationRegulation 21 SummaryRegulation 22 Single or Separate DocumentsRegulation 23 Base ProspectusOmission of Information (regs. 24-26)Regulation 24Regulation 25Regulation 26Incorporation by Reference (regs. 27-28)Regulation 27Regulation 28Regulation 29 Prospectuses Consisting of Separate DocumentsRegulation 30 Validity of a Prospectus, Base Prospectus and Registration DocumentPart 6 Responsibility attaching to the prospectus (regs. 31-32)Regulation 31Regulation 32Part 7 Approval of prospectus (regs. 33-43)Approval of the Prospectus (regs. 33-38) Regulation 33Regulation 34Regulation 35Regulation 36Regulation 37Regulation 38Regulation 39 Application to CourtRegulation 40 Transfer to Another Competent AuthorityTransfer from Another Competent Authority (regs. 41-42)Regulation 41Regulation 42Regulation 43 Liability of Bank and Other BodiesPart 8 (regs. 44-52)Publication of Prospectus (regs. 44-50)Regulation 44Regulation 45Regulation 46Regulation 47Regulation 48Regulation 49Regulation 50Supplements to the Prospectus (regs. 51-52)Regulation 51Regulation 52Part 9 Cross-Border offers and admissions to trading (regs. 53-62)Regulation 53Community Scope of Approvals of Prospectuses (regs. 54-58)Regulation 54Regulation 55Regulation 56Regulation 57Regulation 58Issuers Incorporated in Third Countries (regs. 59-60)Regulation 59Regulation 60Co-operation between Authorities (regs. 61-62)Regulation 61Regulation 62Part 10 Use of languages (regs. 63-67)Use of Languages (regs. 63-67)Regulation 63Regulation 64Regulation 65Regulation 66Regulation 67Part 11 Annual information document (regs. 68-72)Regulation 68Regulation 69Regulation 70Regulation 71Regulation 72Part 12 Advertisements (regs. 73-77)Regulation 73Regulation 74Regulation 75Regulation 76Regulation 77Part 13 Competent authority (regs. 78-79)Regulation 78 Designation of Competent AuthorityRegulation 79 Delegation of functionsPart 14 Powers of competent authority (regs. 80-91)Regulation 80 DefinitionsRegulation 81Regulation 82Regulation 83Regulation 84Regulation 85 Power to appoint authorised officersRegulation 86 Powers of authorised officersRegulation 87 WarrantsRegulation 88 Directions by the BankPrecautionary Measures (regs. 89-90)Regulation 89Regulation 90Regulation 91 PrivilegePart 15 Administrative Sanctions (regs. 92-106)Regulation 92 Interpretation (Part 15)Regulation 93 Bank may appoint assessorRegulation 94 Revocation of appointment of assessorRegulation 95 Power to require witnesses to appear and give evidenceRegulation 96 Referral to Court on question of lawRegulation 97 Assessee to be issued copy of any adverse assessment, etcRegulation 98 Right of appeal against adverse assessment (including specified sanctions)Regulation 99 Sanctions that may be imposed by BankRegulation 100 Power to correct assessmentsRegulation 101 When specified sanctions take effectRegulation 102 Enforcement of adverse assessment (including specified sanctions)Regulation 103 Publication of certain specified sanctionsRegulation 104 Person not liable to be penalised twice for same contraventionRegulation 105 Person not to be concerned in management of regulated financial service provider while disqualifiedRegulation 106 Power of the Bank to resolve suspected contraventions, etcPart 16 Penalties, general and other miscellaneous provisions (regs. 107-113)Regulation 107 Certain Offences and Penalties generallyRegulation 108 Annual Report of BankRegulation 109 FeesRegulation 110 Revocations and AmendmentsTransitional Provisions (regs. 111-113) Regulation 111Regulation 112Regulation 113Schedule 1 Responsible PersonsSchedule 2 Advertising PrinciplesSchedule 3 Amendment of European Communities (Stock Exchange) Regulations 1984Given underExplanatory Note
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Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 21 July 2019 - onwards
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